Securities Industry and Financial Markets Association

Results: 602



#Item
71Economy of the United States / Financial economics / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Consolidated Tape Association / Securities Exchange Act / National market system plan / Financial Industry Regulatory Authority / Self-regulatory organizations / United States securities law / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]February 12, 2015 Consolidated Tape Association; Order Approving the Nineteenth Substantive Amendment to the Second Restatement of the Co

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Source URL: www.sec.gov

Language: English - Date: 2015-02-17 10:25:51
72Securities and Exchange Board of India / Securities / Stock market / National Institute of Securities Markets / Securities Industry and Financial Markets Association / Securities and Exchange Board of India Act / Financial Stability and Development Council / Financial economics / Investment / Finance

India Regulatory Summit[removed]Tuesday 10 March[removed]:00 Registration and Refreshments

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Source URL: www.regulationindia.com

Language: English - Date: 2015-03-03 04:40:16
73United States securities law / Financial economics / Investment / Computer networking / Consolidated Tape Association / NASDAQ / Securities Exchange Act / Financial Industry Regulatory Authority / Direct Edge / Self-regulatory organizations / Economy of the United States / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]February 12, 2015 Joint Industry Plan; Order Approving Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection

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Source URL: www.sec.gov

Language: English - Date: 2015-02-17 10:27:12
74Financial system / Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Securities Exchange Act / U.S. Securities and Exchange Commission / NASDAQ / Stock exchange / Financial economics / Investment / Stock market

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 18, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-02-18 16:21:30
75United States federal banking legislation / Systemic risk / Financial markets / Securities / Late-2000s financial crisis / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Industry and Financial Markets Association / Wall Street reform / Bond market / Financial economics / Economics / Finance

Insurance- & Risk-Linked Securities Conference Grand Hyatt New York March 2, 2012 Opening Remarks As prepared for delivery Randy Snook

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Source URL: www.sifma.org

Language: English - Date: 2012-03-02 09:56:54
76Financial services / Financial markets / Systemic risk / Bonds / Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Industry and Financial Markets Association / Futures contract / Late-2000s financial crisis / Financial economics / Investment / Economics

FIA/SIFMA Asset Management Derivatives Forum Dana Point, CA February 4, 2015 Opening Remarks Randy Snook Executive Vice President, SIFMA

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Source URL: www.sifma.org

Language: English - Date: 2015-02-05 12:18:30
77Securities / Stock market / Bonds / Securities Industry and Financial Markets Association / Bond market / Municipal bond / Dodd–Frank Wall Street Reform and Consumer Protection Act / Bond / Municipal Securities Rulemaking Board / Financial economics / Investment / Finance

Microsoft Word - SIFMAEVPSnookRemarks2012MuniSummit100112

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Source URL: www.sifma.org

Language: English - Date: 2012-10-01 08:32:28
78Financial markets / Investment / Stock market / Late-2000s financial crisis / Bonds / Securities Industry and Financial Markets Association / Flash Crash / Algorithmic trading / High-frequency trading / Financial economics / Finance / Mathematical finance

SIFMA 2011 Market Structure Conference - Opening Remarks

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Source URL: www.sifma.org

Language: English - Date: 2011-09-21 08:53:30
79Financial system / Trade associations / Stock market / Bonds / Securities Industry and Financial Markets Association / Foreign exchange market / Credit rating agency / Financial economics / Investment / Financial markets

Job title: GFXD Director/Managing Director, Reports to: Global FX Division Managing Director AsiaPac

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Source URL: www.asifma.org

Language: English - Date: 2015-02-15 22:18:12
80Financial markets / Bonds / Securities / Securities Industry and Financial Markets Association / Financial transaction tax / Securities market / Financial economics / Finance / Investment

SIFMA President and CEO Bentsen Opening Remarks SIFMA-JSDA Japan Securities Summit 2014

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Source URL: www.sifma.org

Language: English - Date: 2014-03-06 08:57:25
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